Chiron Business Solutions Chiron Business Solutions
 
Home Company Training Programs Request a Catalog Blog - CPJ Contact Us Contact Chiron Business Solutions (800) 631-1406
 
     
BASIC TRAINING
PROFESSIONAL PROGRAMS
CAREER SERVICES

COURSE LISTING
SCHEDULE & PRICING
ENROLLMENT
ORIENTATION
FINANCIAL ASSISTANCE

FAQs
TESTIMONIALS
SPECIAL PROMOTIONS
 
Introduction to Securities Processing$650
View current promotions
Duration: 12 hrsView ScheduleEnroll
Overview:
This course will provide a broad understanding of securities processing within the U.S. Markets. It is intended for new hires or for people who desire a more complete picture of how the trade process works from order entry, trade execution and settlement, through asset servicing. All securities processing functions will be covered in detail from both the brokerage and the custodian perspective. The course begins with a general overview of the markets and its participants. It will take you through the full trade cycle, including the roles and relationships of the various entities such as broker/dealers, investment managers, custodians, and depositories. The course will also touch upon the current securities processing trends and discuss the future of security processing and the potential for centralizing the core activities of various types of organizations.


You will learn:
  • Trade Cycle and Processing Overview
  • Order and Trade Management
  • Clearance and Settlement (Security Movement and Control)
  • Asset Servicing
  • Control and Recordkeeping and Reporting
  • Industry Trends and Initiatives

    Pre-Requisites: Capital Markets Overview course